TheDeal.com - Career Center
 
 
   
Job Seekers 
Sign-in / Register
 Wed Aug 27, 2008
M & A
Private Equity
Venture Capital
IPO
Bankruptcy
Middle Market
News by Industry
News by Region
Tech Confidential
Law & Regulation
Special Reports
Auction Block Database
Merger Arb Alert
Bankruptcy Insider
VCDeal
Corp. Dealmaker
Movers & Shakers
Arbitrage
VC/Tech Metrics
Fees/Multiples
Deal Scoreboard
The Deal Events *NEW*
Industry Events
Career Center



Home  |   Advanced Job Search  |   Post your Resume  |   Search by Company
Search Resumes  |   Post a job  
Jobs: Compliance / Legal
Send me jobs like these:  Jobs by Email  By email   
Compliance / Regulatory, In-house Legal, Other
NY, CA, NJ, MA, IL, CT, PA, TX, WA, FL, DC, DE, CO
New York City, Jersey City, San Francisco, Boston, More...
UK, Luxembourg, Singapore, China, France, Ireland, UAE, Australia, Japan, Switzerland, Belgium, Netherlands, India, More...
(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
Search within these results
Search all jobs
(e.g. Analyst, Hedge Fund, ...)
Search within these results
Search all jobs
1-30 of 544 Jobs Company Location Date
Legal Professional
Macquarie
Salary: Information not provided
USA-NY-New York City 28 Aug
Due to growth in the Group's New York office, we are now seeking an additional attorney to join our Legal and Compliance team...
Compliance Officer
Robert Half International
Salary: $65,000-$90,000 and incen...
Lisle, IL, 60532 27 Aug
Our client, being a privately-held financial services company, has the ability to offer unique investment solutions for finan...
Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)
Northwest Integrators LLC
Salary: Highly competitive (Base...
Stamford, CT 27 Aug
We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor legal documentation...
Compliance Associate
Not Disclosed
Salary: Market Rate
San Francisco, CA, 94105 27 Aug
The primary responsibility of the Compliance position is to ensure that MCM is in compliance with the rules and regulations o...
Compliance Manager
Legend Global Search, Inc...
Salary: $140 + 20% Bonus
New York, NY, 10036 27 Aug
Compliance Manager - Banking, IT
Legal and Regulatory Counsel
Pacific Alternative Asset...
Salary: Competitive Base Salary +...
Irvine, CA, 92612 27 Aug
Leading West Coast-based fund of hedge funds seeks addition to its legal team.
Sr. Compliance Officer, Risk Management and Training Development (R5224)
Barker & Gilmore, LLC
Salary: Base & Bonus
New York, NY 27 Aug
Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer for Risk Manageme...
Senior Compliance Analyst
Not Disclosed
Salary: Commensurate with experie...
New York City, NY 27 Aug
An investment bank in NYC has an opportunity for a Senior Compliance Analyst with investment advisory experience.
VP - Hedge Fund/Private Equity Structuring
Not Disclosed
Salary: Competitive
New York City, NY 27 Aug
Top-notch multi-billion hedge fund is looking to hire a V.P. to work on hedge fund structuring projects. The position is with...
Audit and Transaction Services - USA!
Global Ambition
Salary: EUR70000 - EUR120000 per...
USA-NY-New York City 27 Aug
Are you an Australian citizen and Accountant looking for an incredible overseas adventure? Read on to find out why YOU are th...
Investment Advisor Attorney
Barker & Gilmore, LLC
Salary: Base + Bonus
Boston, MA 27 Aug
Our client, one of the largest and most successful financial institutions in the United States, seeks a senior investment man...
Portfolio Compliance Analyst
BlackRock Inc.
Salary: not disclosed
USA-DE-Delaware 27 Aug
See job description below
Mandatory Corporate Actions Associate
Morgan Stanley
Salary: not disclosed
USA-NJ-Jersey City 27 Aug
See job description below
AML Associate - ISG Division
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 27 Aug
See job description below
GWM/Retail Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 27 Aug
See job description below
Vice President, Hedge Fund Compliance Officer
Morgan Stanley
Salary: not disclosed
USA-CT-Greenwich 27 Aug
See job description below
PWM Senior Compliance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 27 Aug
See job description below
Commodity Compliance Coverage
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 27 Aug
See job description below
Senior Commodity Compliance Coverage - Oil Liquids
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 27 Aug
See job description below
Senior Compliance Officer
Metropolitan West Asset M...
Salary: Competitive
Los Angeles, CA 26 Aug
The Senior Compliance Officer assists the Chief Compliance Officer (CCO) in monitoring activities related to two investment a...
Top Tier Law Firm seek Investment Management Associate
The Boldon Group
Salary: Excellent
San Francisco, CA 26 Aug
Our client is one of the largest law firms in the U.S.; known for a cordial work environment, great benefits, and diversity h...
Attorney with Hedge Fund Formation & Investment Management Experience
The Boldon Group
Salary: Excellent
San Francisco, CA, 94101 26 Aug
Our client is seeking an attorney with at least four and no more than seven years experience in all aspects of the fund manag...
ISDA Negotiator- Take Control of Your Future
The Boldon Group
Salary: Excellent
Manhattan, NY, 10036 26 Aug
Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a company with a...
Sr. Compliance Analyst
Highland Capital Manageme...
Salary: market
Dallas, TX, 75240 26 Aug
Top Hedge Fund seeks experienced compliance candidate to join legal/compliance team
Compliance Manager
Highland Capital Manageme...
Salary: competitive
Dallas, TX, 75240 26 Aug
Top tier alternative asset management firm seeks experience compliance manager to join prestigious in-house legal team
Compliance Analyst
BNY Mellon Asset Manageme...
Salary: DOE
New York, NY, 10166 26 Aug
Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a...
Compliance Officer, Investment Management
Not Disclosed
Salary: Base plus bonus
New York, NY, 10003 26 Aug
Our client is a very highly respected Investment Management Arm of a leading Investment Bank. We have an urgent need for a C...
Compliance Manager
Commerzbank
Salary: not disclosed
USA-NY-New York City 26 Aug
See job description below
Compliance (Sales and Marketing) - Broker Dealer
Not Disclosed
Salary: The salary on offer is at...
Boston, MA, 02110 26 Aug
Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials....
Equities Trade Compliance Officer
Michael Page
Salary: 100,000 - 150,000
Manhattan, NY, 10174 25 Aug
Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca...
Jobs: Compliance / Legal (1-30 of 544 Jobs)
Career Center Jobs and Career Management in the Financial Markets, Banking & Finance Career Center

|  TheDeal.com HOME  |  SITEMAP  |  ABOUT US  |  CONTACT US  |  ADVERTISE  |  PRIVACY POLICY  |  TERMS AND CONDITIONS  |

©Copyright 2008, The Deal, LLC. All rights reserved. Please send all technical questions, comments or concerns to the Webmaster.